Mary Schapiro
Whistle blowing
‘While the SEC has a history of receiving a high volume of tips and complaints, the quality of the tips we have received has been better since Dodd-Frank became law. We expect this trend to continue, and these final rules map out simplified and transparent procedures for whistle blowers to provide us critical information.’
Sterl Greenhalgh
Navigating the corruption risk maze
‘Why wouldn’t your organisation want a robust adequate procedures framework to protect its assets in any event?’. We see them as an intrinsic component of any good, corporate governance regime and which should already be in place.’